PTA-PVR : alstria office REIT-AG: Release according to Article 40, Section 1 of the WpHG

Tuesday, 06. July 2021 18:00

Release according to article 40 para. 1 WpHG

Hamburg (pta036/06.07.2021/18:00) - Release of Voting Rights Announcement

Voting Rights Announcement

1. Details of issuer:

Name: alstria office REIT-AG
Legal Entity Identifier (LEI): 529900QIJIGPI0DRL085
Street: Steinstraße 7
Postal code: 20095
City: Hamburg, Germany

2. Reason for notification:
Acquisition / disposal of shares with voting rights
Acquisition / disposal of instruments
voluntary group notification with triggered threshold on subsidiary level

3. Details of person subject to the notification obligation
Legal entity: Morgan Stanley
City of registered office, country: Wilmington, Delaware, USA - United States

4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3

5. Date on which threshold was crossed or reached
29.06.2021

6. Total positions

% of voting rights attached to shares (total of 7.a.) % of voting rights through instruments (total of 7.b.1 + 7.b.2) Total of both in % (7.a. + 7.b.) Total number of voting rights pursuant to Sec. 41 WpHG
New 0.51 10.07 10.58 178,032,997
Previous notification (if applicable) 0.58 10.43 11.01

7. Details on total positions

a. Voting rights attached to shares (Sec.s 33, 34 WpHG)

ISIN Absolute direct (Sec. 33 WpHG) Absolute indirect (Sec. 34 WpHG) In % direct (Sec. 33 WpHG) In % indirect (Sec. 34 WpHG)
DE000A0LD2U1 0 904,516 0.00 0.51
Total: 904,516 0.51

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG

Type of instrument Maturity / Expiration Exercise or conversion period Voting Rights Absolute Voting Rights in %
Right of recall over securities lending agreements at any time at any time 1,610,946 0.90
Total: 1,610,946 0.90

b.2 Instruments according to Sec. 38 (1) no. 2 WpHG

Type of instrument Maturity / Expiration Exercise or conversion period Cash or physical transaction Voting Rights Absolute Voting Rights in %
Retail Structured Product 14.08.2069 at any time Cash 63 0.00
Equity Put Option* 29.09.2021 at any time Cash 16,315,420 9.16
Equity Call Option* 29.09.2021 at any time Cash 16,315,420 9.16
Total: 16,315,483 9.16

8. Information in relation to the person subject to the notification obligation

Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity

Name % of voting rights (if at least 3% or more) % of voting rights through instruments (if at least 5% or more) Total of both (if at least 5% or more)
Morgan Stanley
Morgan Stanley International Holdings Inc.
Morgan Stanley International Limited
Morgan Stanley Investments (UK)
Morgan Stanley & Co. International plc
-
Morgan Stanley
Morgan Stanley International Holdings Inc.
Morgan Stanley International Limited
Morgan Stanley Investments (UK)
Morgan Stanley Investment Management Limited
-
Morgan Stanley
Morgan Stanley Capital Management, LLC
Morgan Stanley Domestic Holdings, Inc.
Morgan Stanley & Co. LLC
Prime Dealer Services Corp.
-
Morgan Stanley
Morgan Stanley Capital Management, LLC
Morgan Stanley Domestic Holdings, Inc.
Morgan Stanley Investment Management Inc.
-
Morgan Stanley
Morgan Stanley Capital Management, LLC
Morgan Stanley Domestic Holdings, Inc.
Morgan Stanley Bank, N.A.

9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting: N/A

10. Other useful information
Regarding section 7.b.2, the put and call options marked with * amounting to a combined percentage of 18.32% were not aggregated as they relate to cash settled collar transactions under which, on a consolidated basis, Morgan Stanley can receive an amount in cash equivalent to 9.16% of the voting rights in alstria office REIT-AG only once.

Date
05.07.2021

(end)

emitter: alstria office REIT-AG
address: Steinstraße 7, 20095 Hamburg
country: Germany
contact person: alstria office REIT-AG
phone: +49 40 226341-344
e-mail: ir@alstria.de
website: www.alstria.de

ISIN(s): DE000A0LD2U1 (share)
stock exchanges: regulated market in Frankfurt; free market in Stuttgart, free market in Munich, free market in Hamburg, free market in Dusseldorf, free market in Hannover; open market in Berlin, Tradegate
other stock exchanges: London, Börse Luxemburg, SIX, Wiener Börse

[ source: http://www.pressetext.com/news/20210706036 ]

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