PTA-PVR : alstria office REIT-AG: Release according to Article 40, Section 1 of the WpHG

Friday, 02. July 2021 19:00

Release according to article 40 para. 1 WpHG

Hamburg (pta032/02.07.2021/19:00) - Release of Voting Rights Announcement

Voting Rights Announcement

1. Details of issuer:

Name: alstria office REIT-AG
Legal Entity Identifier (LEI): 529900QIJIGPI0DRL085
Street: Steinstraße 7
Postal code: 20095
City: Hamburg, Germany

2. Reason for notification:
Acquisition / disposal of instruments

3. Details of person subject to the notification obligation
Legal entity: Morgan Stanley
City of registered office, country: Wilmington, Delaware, USA - United States

4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3

5. Date on which threshold was crossed or reached
25.06.2021

6. Total positions

% of voting rights attached to shares (total of 7.a.) % of voting rights through instruments (total of 7.b.1 + 7.b.2) Total of both in % (7.a. + 7.b.) Total number of voting rights pursuant to Sec. 41 WpHG
New 0.38 11.06 11.43 178,032,997
Previous notification (if applicable) 2.99 n/a n/a

7. Details on total positions

a. Voting rights attached to shares (Sec.s 33, 34 WpHG)

ISIN Absolute direct (Sec. 33 WpHG) Absolute indirect (Sec. 34 WpHG) In % direct (Sec. 33 WpHG) In % indirect (Sec. 34 WpHG)
DE000A0LD2U1 0 671,474 0.00 0.38
Total: 671,474 0.38

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG

Type of instrument Maturity / Expiration Exercise or conversion period Voting Rights Absolute Voting Rights in %
Right of recall over securities lending agreements at any time at any time 1,688,486 0.95
Total: 1,688,486 0.95

b.2 Instruments according to Sec. 38 (1) no. 2 WpHG

Type of instrument Maturity / Expiration Exercise or conversion period Cash or physical transaction Voting Rights Absolute Voting Rights in %
Retail Structured Product 14.08.2069 at any time Cash 62 0.00
Equity Put Option* 29.09.2021 at any time Cash 17,993,618 10.11
Equity Call Option* 29.09.2021 at any time Cash 17,993,618 10.11
Total: 17,993,680 10.11

8. Information in relation to the person subject to the notification obligation

Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity

Name % of voting rights (if at least 3% or more) % of voting rights through instruments (if at least 5% or more) Total of both (if at least 5% or more)
Morgan Stanley
Morgan Stanley International Holdings Inc.
Morgan Stanley International Limited
Morgan Stanley Investments (UK)
Morgan Stanley & Co. International plc 5.08 5.08
-
Morgan Stanley
Morgan Stanley International Holdings Inc.
Morgan Stanley International Limited
Morgan Stanley Investments (UK)
Morgan Stanley Investment Management Limited
-
Morgan Stanley
Morgan Stanley Capital Management, LLC
Morgan Stanley Domestic Holdings, Inc.
Morgan Stanley & Co. LLC
Prime Dealer Services Corp.
-
Morgan Stanley
Morgan Stanley Capital Management, LLC
Morgan Stanley Domestic Holdings, Inc.
Morgan Stanley Investment Management Inc.
-
Morgan Stanley
Morgan Stanley Capital Management, LLC
Morgan Stanley Domestic Holdings, Inc.
Morgan Stanley Bank, N.A. 5.05 5.05

9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting: N/A

10. Other useful information
Regarding section 7.b.2, the put and call options marked with * amounting to a combined percentage of 20.22% were not aggregated as they relate to cash settled collar transactions under which, on a consolidated basis, Morgan Stanley can receive an amount in cash equivalent to 10.11% of the voting rights in alstria office REIT-AG only once.

Date
30.06.2021

(end)

emitter: alstria office REIT-AG
address: Steinstraße 7, 20095 Hamburg
country: Germany
contact person: alstria office REIT-AG
phone: +49 40 226341-344
e-mail: ir@alstria.de
website: www.alstria.de

ISIN(s): DE000A0LD2U1 (share)
stock exchanges: regulated market in Frankfurt; free market in Stuttgart, free market in Munich, free market in Hamburg, free market in Dusseldorf, free market in Hannover; open market in Berlin, Tradegate
other stock exchanges: London, Börse Luxemburg, SIX, Wiener Börse

[ source: http://www.pressetext.com/news/20210702032 ]

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