Release according to article 40 para. 1 WpHG
Leverkusen, Germany (pta036/26.11.2020/15:00) - Release of Voting Rights Announcement
Voting Rights Announcement
1. Details of issuer:
| Name: |
Biofrontera AG |
| Legal Entity Identifier (LEI): |
391200D6GFSVFGFQTL13 |
| Street: |
Hemmelrather Weg 201 |
| Postal code: |
51377 |
| City: |
Leverkusen, Germany |
2. Reason for notification:
Mandatory conversion of the subordinated mandatory convertible bond
3. Details of person subject to the notification obligation
Natural person (first name, surname): Wilhelm K. T. Zours
Date of birth: 1961-07-28
4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3
DELPHI Unternehmensberatung Aktiengesellschaft, Deutsche Balaton Aktiengesellschaft, SPARTA AG, Deutsche Balaton Biotech AG
5. Date on which threshold was crossed or reached
20.11.2020
6. Total positions
| |
% of voting rights attached to shares (total of 7.a.)
|
% of voting rights through instruments (total of 7.b.1 + 7.b.2)
|
Total of both in % (7.a. + 7.b.)
|
Total number of voting rights pursuant to Sec. 41 WpHG
|
|
New
|
29.74 |
0.00 |
29.74 |
47,747,515 |
|
Previous notification (if applicable)
|
28.95 |
2.64 |
31.58 |
|
7. Details on total positions
a. Voting rights attached to shares (Sec.s 33, 34 WpHG)
|
ISIN
|
Absolute direct (Sec. 33 WpHG)
|
Absolute indirect (Sec. 34 WpHG)
|
In % direct (Sec. 33 WpHG)
|
In % indirect (Sec. 34 WpHG)
|
| DE0006046113 |
0 |
14,198,700 |
0.00 |
29.74 |
|
Total:
|
|
14,198,700
|
|
29.74
|
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
|
Type of instrument
|
Maturity / Expiration
|
Exercise or conversion period
|
Voting Rights Absolute
|
Voting Rights in %
|
|
|
|
0 |
0.00 |
|
|
Total:
|
0
|
0
|
b.2 Instruments according to Sec. 38 (1) no. 2 WpHG
|
Type of instrument
|
Maturity / Expiration
|
Exercise or conversion period
|
Cash or physical transaction
|
Voting Rights Absolute
|
Voting Rights in %
|
|
|
|
|
0 |
0.00 |
|
|
|
Total:
|
0
|
0
|
|
8. Information in relation to the person subject to the notification obligation
Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity
|
Name
|
% of voting rights (if at least 3% or more)
|
% of voting rights through instruments (if at least 5% or more)
|
Total of both (if at least 5% or more)
|
| - Wilhelm K. T. Zours |
|
|
|
| - DELPHI Unternehmensberatung Aktiengesellschaft |
29.73 |
|
29.73 |
| - Strawtec Group AG |
|
|
|
| - |
|
|
|
| - Wilhelm K. T. Zours |
|
|
|
| - DELPHI Unternehmensberatung Aktiengesellschaft |
29.73 |
|
29.73 |
| - VV Beteiligungen Aktiengesellschaft |
|
|
|
| - Deutsche Balaton Aktiengesellschaft |
29.73 |
|
29.73 |
| - ABC Beteiligungen AG |
29.73 |
|
29.73 |
| - Heidelberger Beteiligungsholding AG |
29.73 |
|
29.73 |
| - |
|
|
|
| - Wilhelm K. T. Zours |
|
|
|
| - DELPHI Unternehmensberatung Aktiengesellschaft |
29.73 |
|
29.73 |
| - VV Beteiligungen Aktiengesellschaft |
|
|
|
| - Deutsche Balaton Aktiengesellschaft |
29.73 |
|
29.73 |
| - SPARTA AG |
29.73 |
|
29.73 |
| - |
|
|
|
| - Wilhelm K. T. Zours |
|
|
|
| - DELPHI Unternehmensberatung Aktiengesellschaft |
29.73 |
|
29.73 |
| - VV Beteiligungen Aktiengesellschaft |
|
|
|
| - Deutsche Balaton Aktiengesellschaft |
29.73 |
|
29.73 |
| - Prisma Equity AG |
29.73 |
|
29.73 |
| - |
|
|
|
| - Wilhelm K. T. Zours |
|
|
|
| - DELPHI Unternehmensberatung Aktiengesellschaft |
29.73 |
|
29.73 |
| - VV Beteiligungen Aktiengesellschaft |
|
|
|
| - Deutsche Balaton Aktiengesellschaft |
29.73 |
|
29.73 |
| - Deutsche Balaton Biotech AG |
29.73 |
|
29.73 |
| - |
|
|
|
| - Wilhelm K. T. Zours |
|
|
|
| - DELPHI Unternehmensberatung Aktiengesellschaft |
29.73 |
|
29.73 |
| - VV Beteiligungen Aktiengesellschaft |
|
|
|
| - Deutsche Balaton Aktiengesellschaft |
29.73 |
|
29.73 |
| - MARNA Beteiligungen AG |
|
|
|
| - |
|
|
|
| - Wilhelm K. T. Zours |
|
|
|
| - DELPHI Unternehmensberatung Aktiengesellschaft |
29.73 |
|
29.73 |
| - VV Beteiligungen Aktiengesellschaft |
|
|
|
| - Deutsche Balaton Aktiengesellschaft |
29.73 |
|
29.73 |
| - Altech Advanced Materials AG |
|
|
|
| - |
|
|
|
| - Wilhelm K. T. Zours |
|
|
|
| - DELPHI Unternehmensberatung Aktiengesellschaft |
29.73 |
|
29.73 |
| - VV Beteiligungen Aktiengesellschaft |
|
|
|
| - Deutsche Balaton Aktiengesellschaft |
29.73 |
|
29.73 |
| - Ming Le Sports AG |
|
|
|
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting: N/A
10. Other useful information
DELPHI Unternehmensberatung Aktiengesellschaft, Deutsche Balaton Aktiengesellschaft, SPARTA AG, Deutsche Balaton Biotech AG, Prisma Equity AG, ABC Beteiligungen AG and Heidelberger Beteiligungsholding AG signed a voting pool agreement on January 28, 2020. (For further information see previously published voting rights announcements)
Date
25.11.2020
(end)
emitter: Biofrontera AG
address: Hemmelrather Weg 201, 51377 Leverkusen
country: Germany
contact person: Investor Relations
phone: +49 (0) 214 87 63 20
e-mail: ir@biofrontera.com
website: www.biofrontera.com
ISIN(s): DE0006046113 (share)
stock exchanges: regulated market in Frankfurt, Dusseldorf; free market in Stuttgart, free market in Munich; open market in Berlin, Tradegate
other stock exchanges: Nasdaq
[ source: http://www.pressetext.com/news/20201126036 ]
|
Real-time