Release according to article 40 para. 1 WpHG
Linz (pta004/06.01.2021/08:00) - Release of Voting Rights Announcement
Voting Rights Announcement
1. Issuer:
Name: |
S&T AG |
Legal Entity Identifier (LEI): |
5299002PSXXMVHB26433 |
Street: |
Industriezeile 35 |
Postal code: |
4021 |
City: |
Linz, Austria |
2. Reason for notification:
non-application of the Trading Book Exemption which is available under Article 130(4) of the Stock Exchange Act following the UK leaving the EU
3. Details of person subject to the notification obligation
Legal entity: Morgan Stanley
City of registered office, country: Wilmington, Delawre, USA - United States
4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3
5. Date on which threshold was crossed or reached
01.01.2021
6. Total positions
|
% of voting rights attached to shares (total of 7.a.)
|
% of voting rights through instruments (total of 7.b.1 + 7.b.2)
|
Total of both in % (7.a. + 7.b.)
|
Total number of voting rights of issuer
|
New
|
|
4.95 |
4.95 |
66,096,103 |
Previous notification (if applicable)
|
|
3.96 |
3.96 |
|
7. Details on total positions
7.a. Voting rights attached to shares
ISIN code
|
Absolute direct (Sec 130 BörseG 2018)
|
Absolute indirect (Sec 133 BörseG 2018)
|
In % direct (Sec 130 BörseG 2018)
|
In % indirect (Sec 133 BörseG 2018)
|
AT0000A0E9W5 |
0 |
0 |
0.00 |
0.00 |
Total:
|
|
0
|
|
0
|
7.b.1. Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 1 BörseG 2018
Type of instrument
|
Maturity / Expiration
|
Exercise or conversion period
|
Voting Rights Absolute
|
Voting Rights in %
|
Right of recall over securities lending agreements |
at any time |
at any time |
1,728,509 |
2.62 |
|
|
Total:
|
1,728,509
|
2.62
|
7.b.2 Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 2 BörseG 2018
Type of instrument
|
Maturity / Expiration
|
Exercise or conversion period
|
Cash or physical transaction
|
Voting Rights Absolute
|
Voting Rights in %
|
Equity Swap |
From 06.09.2021 to 06.11.2023 |
at any time |
Cash |
1,543,080 |
2.33 |
Retail Structured Product |
19.09.2068 |
at any time |
Cash |
3,000 |
0.00 |
|
|
|
Total:
|
1,546,080
|
2.34
|
|
8. Information in relation to the person subject to the notification obligation
Full chain of controlled undertakings through which the voting rights and/or the financial/other instruments are effectively held starting with the ultimate controlling natural person or legal entity.
No.
|
Name
|
Directly controlled by No.
|
Shares held directly (%)
|
Financial/other instruments held directly (%)
|
Total of both (%)
|
1 |
Morgan Stanley |
|
|
|
|
2 |
Morgan Stanley Capital Management, LLC |
1 |
|
|
|
3 |
Morgan Stanley Domestic Holdings, Inc. |
2 |
|
|
|
4 |
Morgan Stanley & Co. LLC |
3 |
|
1.41 |
1.41 |
5 |
Morgan Stanley Capital Services LLC |
3 |
|
1.17 |
1.17 |
6 |
Morgan Stanley International Holdings Inc. |
1 |
|
|
|
7 |
Morgan Stanley International Limited |
6 |
|
|
|
8 |
Morgan Stanley Investments (UK) |
7 |
|
|
|
9 |
Morgan Stanley & Co. International plc |
8 |
|
2.38 |
2.38 |
9. In case of proxy voting
(only possible with an attribution according to § 34 Abs. 1 Satz 1 Nr. 6 WpHG)
Date of general meeting: N/A
10. Other useful information
Notification is triggered due to the non-application of the Trading Book Exemption which is available under Article 130(4) of the Stock Exchange Act following the UK leaving the EU
Date
05.01.2021
(end)
emitter: S&T AG
address: Industriezeile 35, 4021 Linz
country: Austria
contact person: Nicole Nagy, Investor Relations
phone: +43 (1) 801911196
e-mail: nicole.nagy@snt.at
website: www.snt.at
ISIN(s): AT0000A0E9W5 (share)
stock exchanges: regulated market in Frankfurt
[ source: http://www.pressetext.com/news/20210106004 ]
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